No theory forbids me to say "Ah!" or "Ugh!", but it forbids me the bogus theorization of my "Ah!" and "Ugh!" - the value judgments. - Theodor Julius Geiger (1960)

Modern German Sociology - Thomas Kron

Sociology students often complain about having to read very old theories from long deceased authors. With this outstanding textbook about modern German sociology,  Thomas Kron supports discussion and critique of contemporary German sociological theories. As a side effect, a stronger interest in the theories' historical roots can emerge. After all: "No one is a beginning, everyone continues" - Norbert Elias.

I – Introduction

Contemporary German sociological theories (from authors born between 1943 and 1955) remain influential and capable of producing new insights. The choice to concentrate on German sociology reflects its significant theoretical orientation compared to the more empirical approaches dominant in American sociology. The selected theories are those Kron finds compelling and influential within the scientific community. Each theorist represents a distinct tradition and is part of a broader effort to develop integral, logically consistent, and empirically applicable frameworks.

 

II - Uwe Schimank's Actor-Theoretical Analysis of Structural Dynamics

The interaction of actors and structures

The interaction between individual agency and social structures forms the backbone of sociological analysis. Uwe Schimank, a prominent sociologist, provides a nuanced approach to understanding this dynamic, examining how individuals and structures shape one another within the complexities of modern society. His work delves into actor-theoretical perspectives, structural differentiation, and decision-making processes, offering insights into the mechanisms behind societal evolution.

Born in 1955 in Bielefeld, Germany, Uwe Schimank pursued sociology and built his academic career studying social systems and their inherent dynamics. From his early works on protest movements to his current focus on structural differentiation, Schimank’s contributions span decades and address pressing sociological questions about how individual actions influence—and are influenced by—larger social frameworks.

 

2.1 How do actions influence structures?

Schimank’s primary question centers on the structural impacts of human action. He sees actors as the energetic carriers of the social fabric, with their actions forming the fundamental elements of societal processes. Social structures, in turn, act as formative units that guide individual behavior, creating a recursive relationship between actions and structures.

To explain these dynamics, Schimank employs four actor models that represent different motivational drivers of human behavior:

  1. Homo Sociologicus; actions are governed by social norms and roles, which guide behavior and create social order. However, conflicts arise when roles impose contradictory expectations, leaving room for individual creativity in role adaptation.
  2. Homo Oeconomicus; actions are driven by utility maximization, where individuals weigh costs, benefits, and trade-offs to make rational decisions.
  3. Identity Maintainer; actions focus on preserving one’s self-image, shaped by societal and personal expectations. Identity threats, such as societal stigma or existential challenges, drive behavior.
  4. Emotional Man; actions are influenced by emotions, which are socially shaped and regulated. Emotional management often reflects societal expectations, blending rationality and affectivity.

 

2.2 The Structural Dimension: Problems, Solutions, and Dynamics

Schimank categorizes social structures into three overarching types:

  1. Constellation structures; formal relationships, such as hierarchies, determine how individuals interact. Once established, these structures often become self-reinforcing.
  2. Interpretative structures; cultural norms and shared values guide individual actions, offering a lens through which situations and goals are interpreted.
  3. Expectation structures; norms, laws, and institutional rules establish clear expectations for behavior, creating stability and predictability.

 

2.3 Differentiation and Modern Society

Building on Niklas Luhmann’s system theory, Schimank explores how society has evolved into a polycontextural system, characterized by autonomous subsystems (e.g., politics, economy, sports). This differentiation enables flexibility but also introduces complexity as each system operates with its own logic and priorities.

Key processes driving this differentiation include:

  • Systems evolve by competing for autonomy, such as the historical separation of religion and politics.
  • Systems expand through increased efficiency (rationalization) and broader participation (inclusion), though this can dilute their focus.
  • As overlapping needs arise, entirely new systems may form, such as the development of modern sports.

 

To illustrate his theory, Schimank examines doping in competitive sports—a field governed by the binary code of victory vs. defeat. Athletes, driven by the desire to win and pressured by systemic expectations, often resort to doping as a rational choice. This creates a prisoner’s dilemma, where individual and collective interests clash: athletes feel compelled to dope to stay competitive, even though abstaining would benefit everyone collectively. This dynamic showcases how systemic pressures and interdependencies drive individual decision-making within a rigid framework.

 

2.4 Decision-Making in a Complex World

Schimank identifies a growing tension between increasing complexity and the human capacity for rational decision-making. In this context, three strategies emerge:

  1. Rational problem-solving through foresight, consultation, and structured approaches.
  2. Incrementalism, a step-by-step, adaptive approach that embraces trial and error.
  3. When complexity overwhelms, actors rely on heuristics, routines, or even symbolic rationality to maintain legitimacy and navigate uncertainty (staying in the game).

 

2.5 Takeaways

  1. Recognize structural constraints and understand how social systems shape behavior and decision-making.
  2. Identify the motivational drivers behind individual actions to design better organizational strategies.
  3. Use incremental approaches and adaptive thinking to tackle uncertainty in decision-making.
  4. Appreciate the interdependence of systems and the unintended consequences of actions within them.

 

 

III – Hartmut Esser’s General Action Theory

3.1 Hartmut Esser's Theory of Social Action

Sociology thrives on theoretical abstraction and empirical grounding. Few scholars embody this synthesis as effectively as Hartmut Esser. His General Theory of Action offers a robust, multi-layered framework for understanding individual behaviors, social aggregations, and the emergent structures that define our societies.

 

3.2 Theoretical Foundations - Sociological Explanation and Action Theory

Esser's work is rooted in a deductive-nomological model, inspired by the natural sciences. This model posits that sociological phenomena can be explained as outcomes of laws and boundary conditions applied to individual actions. However, Esser adapts this model to the complexities of human behavior, where motivations and interpretive frameworks must also be accounted for. Key elements include: Action selection; social phenomena emerge from the aggregated effects of individual decisions. Sociological explanations, therefore, must connect macro-outcomes to micro-mechanisms of action. Frame-selection model; individuals interpret situations through mental models (frames) and associated scripts, determining their behavior based on the perceived fit between a situation and their cognitive templates. Value-Expectation Theory; decision-making is driven by a cost-benefit analysis, where individuals evaluate the expected utility of different actions based on subjective probabilities and valuations.

 

3.3 Aggregation - From Individual Actions to Collective Outcomes

While individual actions are central, Esser emphasizes the emergent nature of social structures. His explanation of social aggregation is methodically tied to transformational rules that translate individual effects into collective phenomena.

Social outcomes are not the sum of individual actions but the product of transformations influenced by contextual rules and conditions. Esser explains friendship as an emergent phenomenon resulting from repeated positive interactions, shared orientations, and mutual reinforcement of social expectations.

 

3.4 The Problem of Social Order

Esser addresses how stable social structures arise despite conflicting individual interests: Coordination Problems are solved through conventions, symbols, and communication. Dilemma Situations require sanctions, norm internalization, and incentives to shift behaviors toward cooperative solutions. Conflict necessitates more coercive measures, such as governance or authority.

 

3.5 Divorce Rates Example

Esser's Mannheim Divorce Study applies his theoretical framework to explain why divorce rates exhibit a characteristic sickle curve, with a sharp rise after marriage followed by a gradual decline.

Two Models of Explanation are the Mis-Match Model: Early divorces result from inherently incompatible matches. Over time, these weak matches are "weeded out," leaving stable unions. And the Micro-Model of Marriage (MMM): All marriages undergo a universal trajectory: honeymoon phase, crisis, and either adaptation or dissolution.

Esser employs the Frame-Selection Model to explain how couples shift their mental models from "good marriage" to "failed relationship." Factors such as declining marital satisfaction, the availability of alternatives, and the costs of separation contribute to this transition.

 

3.6 Diagnosing Modern Society - The Complex Production of Utility

Esser refrains from sweeping societal diagnoses but offers pointed observations on the dynamics of modernity. He views contemporary society as a "complex utility production system," characterized by differentiation. Functional, cultural, and normative spheres operate increasingly independently, fragmenting traditional value systems.

Esser critiques communitarian ideals, arguing that large, differentiated societies cannot sustain traditional communal bonds. Instead, stability arises from interdependencies, institutional legitimacy, and pragmatic solutions.

In modern societies, legitimacy is not rooted in shared values but in the acceptance of institutional processes and outcomes.

Esser prioritizes improving material and social conditions over abstract moral appeals. He emphasizes reducing inequalities and expanding opportunities for personal well-being and social recognition.

 

3.7 Reflections on Social Change and Sustainability

Esser's framework for social change eschews grand theories in favor of specific, contextual explanations. Social change, in his view, arises from feedback loops, path dependencies, and shifts in individual interests and institutional legitimacy.

He also warns of the existential challenges posed by resource depletion and environmental degradation, echoing Max Weber's vision of a world where relentless modernization leads to unsustainable outcomes.

 

 

 

IV – Richard Münch Voluntaristic Action Theory

4.1 Richard Münch’s Theories on Social Systems, Media, and Political Governance

The rapid transformation of our world, from industrial societies to communication-driven global systems, raises pressing questions about governance, societal integration, and the mechanisms that hold us together. Richard Münch offers insights into these dynamics, combining voluntaristic action theory, system theory, and the role of communication in shaping modern societies.

 

At the heart of Münch's work is his voluntaristic action theory, which draws on the interplay between individual decision-making and systemic conditions. Münch utilizes the AGIL-schema, originally developed by Talcott Parsons, to structure his analysis: Systems adapt to environmental changes; systems define and pursue specific objectives; systems coordinate elements for cohesion; systems maintain cultural and structural stability. Human action, according to Münch, is a product of rationality, norms, and symbols. Individuals navigate complexity and uncertainty by employing principles such as optimization, realization, conformity, and consistency. These principles guide actions but remain embedded in broader systemic frameworks.

 

4.2 Symbolically Generalized Media

Münch argues that communication in modern societies relies increasingly on symbolically generalized media such as money, political power, and values. These media share characteristics:

Symbolic Nature; they represent abstract relationships, e.g., money represents economic exchange; Generality; they operate independently of specific actors or contexts. Normative Frameworks; they are governed by institutionalized rules; Performance Measurement; Media are judged by their effectiveness (e.g., solvency for money, legitimacy for power). Media facilitate inter-systemic exchanges, enabling societies to function cohesively despite growing complexity.

 

4.3 Inflation and Deflation

Münch uses the terms inflation and deflation to describe the fluctuating value of symbolic media, particularly political power. For example: Inflation: More political communication is needed to achieve the same effect; Deflation: Less communication achieves greater impact.

These dynamics reflect systemic efficiency and the public's trust in institutions. For instance, excessive election campaigns may signal political inflation, eroding public confidence.

 

4.4 Four Governance Models

Münch identifies four governance models, each shaped by cultural and institutional contexts:

  1. Competition Model:
    • Found in the USA, characterized by fragmented interests and market-driven decision-making.
    • High flexibility but vulnerable to inefficiency and inflated political processes.
  2. Conflict/Etatist Model:
    • Exemplified by France, featuring centralized power and technocratic expertise.
    • Effective in decision-making but often excludes diverse societal input.
  3. Compromise Model:
    • Seen in England, where informal networks and gradual adjustments dominate.
    • Stable yet slow and resistant to innovation.
  4. Synthesis Model:
    • Associated with Germany, integrating diverse interests through corporatism.
    • Balances representation but risks exclusion of unorganized groups.

Each model shows the trade-offs between flexibility, inclusiveness, and efficiency in political governance.

 

4.5 The Communication Society: Challenges and Opportunities

Münch diagnoses modern society as a communication society, where the acceleration, globalization, and densification of communication redefine governance and culture. Key characteristics include condensation (More actors interconnected in global networks); acceleration (Faster information flows shape decision-making); Globalization; communication transcends boundaries, influencing local and global contexts. These dynamics create new pressures, such as the rise of virtual politics and the erosion of authentic discourse. Political decisions increasingly cater to public perceptions rather than substantive outcomes, undermining trust in democratic systems.

Global norms—such as the shift from "education as a cultural good" to "education as human capital"—reshape national practices. For example, initiatives like Germany's "Exzellenzinitiative" illustrate the global discourse's influence on local education policies, emphasizing quantifiable outcomes over holistic goals.

 

4.6 Interpenetration

Münch’s key theoretical concept is interpenetration—the mutual influence and integration of societal subsystems (e.g., economy, politics, culture). This mechanism explains both the dynamism and tensions of modern societies. Effective governance, Münch argues, requires building institutions that manage these interactions, fostering collaboration without oversimplifying complexity.

 

 

V – Hans Joas’s Neo-Pragmatic Theory

5.1 Hans Joas and the Neo-Pragmatist Theory: Creativity in Action and Social Transformation

Hans Joas, a distinguished German sociologist born in Munich in 1948, has significantly influenced contemporary sociological theory with his neo-pragmatist approach. Rooted in his critique of traditional sociological models, Joas advances a framework that emphasizes creativity, intersubjectivity, and the fluidity of values as central to understanding human action and social change.

His career has spanned academic appointments in Germany, the United States, and beyond, culminating in his role as Max Weber Professor at the University of Erfurt. Through his work, Joas has redefined how we perceive rationality, values, and collective creativity, offering a robust alternative to classical sociological paradigms.

 

5.2 Rethinking Rationality: From Means-Ends to Creative Action

Joas critiques the traditional rational-action model in sociology, which often assumes that human behavior is driven by pre-defined goals and calculated strategies. In contrast, he draws on the pragmatist philosophies of John Dewey and George Herbert Mead to argue that creativity is fundamental to all human action.

Instead of viewing actions as purely rational or normative, Joas suggests that:

  • Goals emerge dynamically through action itself, influenced by situational contexts and unexpected challenges.
  • Creativity serves as an inherent problem-solving mechanism, enabling individuals to adapt and innovate in response to resistance or ambiguity in their environments.
  • Action is always embodied and relational, requiring recognition of the interplay between physical capacities, emotions, and social interactions.

Joas’ perspective underscores the importance of the situational nature of creativity, where individuals navigate a continuous feedback loop between goals and available means, challenging the rigidity of traditional sociological theories.

 

5.3 Collective Creativity: The Social Dimension of Innovation

Joas extends his creativity-oriented theory to the collective level, exploring how groups and societies address challenges and innovate. He posits that:

  • Social order arises from a group's collective ability to solve problems, rather than pre-existing norms or rational agreements.
  • Collective creativity operates through dynamic interactions, generating new values, goals, and identities.
  • Social movements exemplify this process, as they redefine problems and inspire novel solutions through collective action.

Joas’ approach shifts the analytical focus from static structures to the fluid, contingent processes of social interaction, emphasizing that even unintended consequences contribute to shaping social reality.

 

5.4 The Formation of Values: Experiences of Self-Transcendence

In his seminal work The Genesis of Values, Joas explores how individuals develop deep commitments to values. Drawing on thinkers such as William James, Émile Durkheim, and Georg Simmel, he identifies key mechanisms for value formation:

  1. Personal Experiences of Self-Transcendence: Values emerge from transformative moments where individuals go beyond their immediate selves, such as through profound emotional experiences or collective effervescence.
  2. Social Interaction and Intersubjectivity: Communication with others fosters reflection and mutual influence, allowing individuals to articulate and refine their values.
  3. Cultural and Historical Contexts: Values are shaped by shared traditions and historical events, such as Europe’s collective reckoning with the atrocities of the 20th century.

Joas highlights that values are not static or purely rational constructs but products of creative engagement with the self, others, and the broader world.

 

5.5 Europe as a Value Community: Lessons for Modern Society

In examining Europe, Joas portrays the continent as a value-based community, rooted in its unique cultural and historical experiences. European values—such as human dignity, democracy, and equality—are not abstract ideals but outcomes of historical trauma and collective learning. For example:

  • The horrors of the Holocaust and other totalitarian regimes catalyzed a commitment to universal human rights.
  • European integration reflects a creative synthesis of diverse cultural traditions, such as the spiritual heritage of Jerusalem, the rational legacy of Athens, and the political innovations of Rome.

Joas suggests that Europe’s value-based identity is a model for navigating global pluralism, offering lessons in balancing universal principles with cultural particularities.

 

5.6 Challenges and Opportunities: Toward a Creative Democracy

Joas’ neo-pragmatist theory also addresses the conflicts of modern society, particularly those arising from differentiation and power dynamics. He emphasizes:

  • Social conflict as a driver of innovation, compelling societies to renegotiate norms, institutions, and values.
  • The importance of institutional imagination in addressing global risks, such as climate change, economic inequality, and technological disruption.

In advocating for a creative democracy, Joas envisions a society where diverse actors—social movements, institutions, and individuals—collaborate to develop inclusive and adaptive solutions to emerging challenges.

 

 

 

 

VI – Ulrich Beck’s Theory of Reflexive Modernization

6.1 Europe in Transformation - Ulrich Beck's Theory of Reflexive Modernization and Cosmopolitanism

Uncertainty, interconnectedness, and rapid change, Ulrich Beck's insights on reflexive modernization and cosmopolitanism provide a compelling framework for understanding Europe’s evolving political, social, and economic landscape. Beck’s work challenges us to rethink fundamental assumptions about governance, identity, and sovereignty, offering a vision of Europe as a dynamic, transnational project shaped by its own unintended consequences.

At the heart of Beck’s work lies the concept of reflexive modernization—a theory that explains how modern societies transform themselves by confronting the unintended consequences of their own development. Reflexivity, in this context, does not mean mere self-reflection but denotes systemic feedback loops where societal actions create problems that demand new solutions. This process leads to a continuous cycle of transformation.

Industrialization, globalization, and technological advancements have created risks—environmental crises, economic inequalities, and global threats like terrorism—that challenge traditional solutions. Modernity does not collapse under its challenges but restructures itself through a process Beck calls “meta-change,” where the very principles of societal evolution are renegotiated. Beck distinguishes between the "First Modernity," marked by rigid nation-state structures and industrial capitalism, and the "Second Modernity," characterized by fluid boundaries, hybrid identities, and global interdependencies. In this new era, global risks and the collapse of clear-cut binaries (e.g., national vs. international, public vs. private) redefine how we think about governance and societal progress.

 

6.2 Europe as a Laboratory for Reflexive Modernization

Europe stands as a living example of reflexive modernization. It is not a static entity but a process of continuous transformation. Through its integration efforts and responses to global challenges, Europe exemplifies how institutional frameworks evolve under the pressure of reflexivity.

Europe’s political structure challenges the traditional notion that democracy and governance must align with nation-states. Instead, it operates under a “both-and” logic, blending national and transnational elements. This approach redefines sovereignty, distinguishing between legal sovereignty (the formal autonomy of nation-states) and material sovereignty (the ability to achieve goals through collaboration in transnational networks). By limiting their legal sovereignty, European nations gain material sovereignty, enabling them to address global challenges like climate change, economic instability, and migration.

 

6.3 Interdependence as a political strategy

European states are deeply interconnected, creating a dense network where each nation’s actions affect the others. Cooperation becomes essential as nations recognize they will repeatedly interact in various contexts. States pursue their own goals while accounting for the collective impact of their actions on the broader European project.

 

6.4 Cosmopolitanism

Beck’s concept of cosmopolitanism offers a powerful lens for understanding Europe’s transformation. In contrast to methodological nationalism, which views nations as isolated entities, cosmopolitanism embraces global interdependence and hybrid identities.

Cosmopolitan Europe rejects “either-or” logic in favor of a “both-and” approach. For example: National and transnational interests coexist and interact. Boundaries between insiders and outsiders blur, as Europe incorporates diverse cultures, identities, and economic systems.

Europe’s political structure resembles a decentralized empire, where integration is driven by law and consensus rather than military force. Its governance model is defined by different levels of integration (e.g., Eurozone countries vs. non-members). States participate based on shared values and mutual benefits.

Europe’s path to cosmopolitanism is not without obstacles. Beck identifies several “deformations” resulting from reflexive modernization. Neoliberal policies have prioritized market liberalization over social solidarity, eroding welfare systems. National interests often clash with collective European goals, creating tensions. A focus on centralized decision-making has weakened democratic participation at both national and EU levels. Despite these challenges, Europe’s cosmopolitan transformation remains an opportunity to redefine governance in the 21st century. By embracing pluralism and shared sovereignty, Europe can strengthen civil society and grassroots movements. It can foster global partnerships to address shared risks, such as climate change and terrorism. It can also enhance legitimacy and effectiveness through inclusive governance.

Beck emphasizes that global risks—climate change, pandemics, financial crises, terrorism—are powerful drivers of cosmopolitanism. These risks transcend borders, requiring cooperative solutions that no single nation can achieve alone. In this context global risks create shared vulnerabilities, compelling nations to collaborate. Transnational governance structures gain legitimacy as they address collective challenges.

 

6.5 Cosmopolitan Sociology

Europe’s transformation calls for a reimagining of sociological theory. Beck advocates for a cosmopolitan sociology that moves beyond national frameworks to focus on global variability, interdependence, and dialogue. This perspective recognizes the fluidity of boundaries between nations, cultures, and identities. And also the emergence of transnational social spaces shaped by hybridization and interconnectedness.

 

 

 

VII - Sociological Complexity Theory

7.1 What is Sociological Complexity Theory and why does it matter?

How do sociologists make sense of global challenges like misinformation, climate change, or economic crises? Societal challenges are not caused—or solved—by simple, one-dimensional factors. Therefore, Sociological Complexity Theory studies the interaction of rationality, norms, emotions, and situational influences in human behavior and decision-making. Unlike earlier approaches that leaned on dichotomies (like rational versus emotional decisions), the theory is about complexity, ambiguity, and gradual transitions. It takes inspiration from science and technology, and uses agent-based modeling and fuzzy logic to simulate and study emergent patterns.

 

7.2 What makes Sociological Complexity Theory relevant?

  1. Enhanced analysis tools

Agent-based simulations allow researchers to model societal dynamics, predict unintended consequences, and explore solutions to pressing global issues like misinformation and financial instability.

  1. Interdisciplinary collaboration

Sociological Complexity Theory bridges sociology with psychology, computational science, and even physics. This fosters collaboration across disciplines, enriching the depth and scope of analysis.

  1. Addressing complexity

From globalization to climate risks, this approach equips sociologists with robust tools to unpack and address modern challenges.

  1. Moving beyond simplicity

Gone are the days of rigid, one-size-fits-all frameworks. Sociological Complexity Theory offers a flexible and adaptable way to understand human behavior and societal change.

 

7.3 Complexity principles

  • Social phenomena are inherently complex, influenced by dynamic interactions.
  • Actions and structures are interdependent, so analysis is required that considers both simultaneously.
  • There are multiple influences—rational, emotional, and normative—on human decisions.
  • Ambiguity and overlap are accounted for, reflecting the fluid nature of real-world scenarios.
  • Agent-Based Modeling helps explore emergent phenomena and generate actionable insights.

 

Sociological Complexity Theory is evolving. It holds potential for advancing sociological thought and providing new tools for tackling contemporary problems.

 

Source:

Kron, T. (2010), Zeitgenössische soziologische Theorien - Zentrale Beiträge aus Deutschland, Wiesbaden: VS Verlag.